Safeguarding Your License & Reputation
In a rapidly evolving regulatory landscape, staying ahead of compliance mandates is a strategic imperative. We provide a comprehensive suite of managed compliance services designed to ensure your firm meets both local Capital Market Authority (CMA) requirements and global best practices. Our goal is to mitigate operational risk while allowing you to focus on your core investment objectives.
Core Compliance Services
- AML / KYC Managed ServicesEnd-to-end investor onboarding, enhanced due diligence (EDD), and ongoing monitoring to combat financial crime.
- CMA Regulatory ReportingTimely and accurate submission of required financial, operational, and prudential reports to the Saudi Capital Market Authority.
- Portfolio Compliance MonitoringReal-time tracking of investment mandates, concentration limits, and asset allocation restrictions.
- Policy Framework & GovernanceDevelopment and maintenance of high-fidelity compliance manuals, internal controls, and ethical codes of conduct.
- Risk Management OversightIdentification and stress-testing of market, credit, and operational risks through advanced analytical frameworks.
Strategic Integrity
Local Expertise
Deep specialization in Saudi Arabian financial regulations and the Vision 2030 economic transformation framework.
RegTech Integration
Leverage automated tools for sanction screening and suspicious activity detection, reducing manual overhead.
Audit Readiness
Ensure your firm is always prepared for regulatory examinations with structured data and comprehensive trails.
Reputation Insurance
Protect your brand by ensuring every transaction and investor interaction adheres to the highest global standards.